-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E0igwRhf758o4HUStWB36137OQnqFk7bwu0nNPsH3un4zaEoqaJ9Yf22leVZ06WS zHyhd1V85DGY41cjMz2MtQ== 0001012870-01-000592.txt : 20010223 0001012870-01-000592.hdr.sgml : 20010223 ACCESSION NUMBER: 0001012870-01-000592 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE TELECOM INC CENTRAL INDEX KEY: 0000907152 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 770291197 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60723 FILM NUMBER: 1539082 BUSINESS ADDRESS: STREET 1: 22 GREAT OAKS BLVD STREET 2: STE 203 CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 4083638000 MAIL ADDRESS: STREET 1: 22 GREAT OAKS BLVD CITY: SAN JOSE STATE: CA ZIP: 95119 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PFEIFFER ROBERT C CENTRAL INDEX KEY: 0001134421 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 22 GREAT OAKS BLVD CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 4083638000 MAIL ADDRESS: STREET 1: 22 GREAT OAKS BLVD CITY: SAN JOSE STATE: CA ZIP: 95119 SC 13G 1 0001.txt STATEMENT OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ___________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT To 13d-2(b) (Amendment No. ____________)/1/ Sunrise Telecom Incorporated - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 86769Y 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) July 12, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) - ----------------------------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------- ----------------- CUSIP No. 86769Y 10 5 13G Page 2 of 5 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Robert C. Pfeiffer - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE+BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES BENEFICIALLY 6,343,240 OWNED BY ----------------------------------------------------------- EACH 6. SHARED VOTING POWER REPORTING PERSON WITH 0 ----------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 6,343,240 ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,343,240 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.7% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- ----------------- CUSIP No. 86769Y 10 5 13G Page 3 of 5 Pages - --------------------- ----------------- Item 1(a). Name of Issuer: Sunrise Telecom Incorporated -------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: 22 Great Oaks Boulevard, San Jose, California 95119 -------------------------------------------------------------- Item 2(a). Name of Person Filing: Robert C. Pfeiffer -------------------------------------------------------------- Item 2(b). Address of Principal Business Office or, if None, Residence: 22 Great Oaks Boulevard, San Jose, California 95119 -------------------------------------------------------------- Item 2(c). Citizenship: USA -------------------------------------------------------------- Item 2(d). Title of Class of Securities: Common Stock -------------------------------------------------------------- Item 2(e). CUSIP Number: 86769Y 10 5 -------------------------------------------------------------- Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G). (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c), check this box. [_] - --------------------- ----------------- CUSIP No. 86769Y 10 5 13G Page 4 of 5 Pages - --------------------- ----------------- Item 4. Ownership. (a) Amount beneficially owned: 6,343,240 shares ---------------------------------------------------------------------- (b) Percent of class: 12.7% ---------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 6,343,240 ---------------------------- (ii) Shared power to vote or to direct the vote 0 -------------------------- (iii) Sole power to dispose or to direct the disposition of 6,343,240 --------------- (iv) Shared power to dispose or to direct the disposition of 0 ------------- Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable - --------------------- ----------------- CUSIP No. 86769Y 10 5 13G Page 5 of 5 Pages - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2001 --------------------------------- (Date) /s/ Robert C. Pfeiffer --------------------------------- (Signature) Robert C. Pfeiffer --------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----